17 12 月, 2018

英国论文格式:金融市场行为监管局和市场准入

英国论文格式:金融市场行为监管局和市场准入

FCA是英国主要的金融行为监管机构。目前,FCA、财政部和英国央行正在密切关注金融市场的发展。英国的许多金融监管源自欧盟立法。本规定将适用,各公司和公司应继续遵守本规定,直至作出更改并正式通知。

英国论文格式:金融市场行为监管局和市场准入

欧盟和英国相互提供自由市场准入,而不需要在这两个市场都有商业存在,这符合双方的共同利益。欧盟和英国应密切合作,制定一个与现有护照制度相对应的框架。市场为现有和新客户及企业提供服务的能力不应受到阻碍。

英国论文格式:金融市场行为监管局和市场准入

FCA is the main regulator of financial conduct in the UK. Currently, the FCA, the Treasury and the Bank of England are monitoring developments in the financial markets. UK derives many of its financial regulations from the EU legislations. These regulations will be applicable and the firms and the companies should continue to abide by them until changes are made and officially communicated.

英国论文格式:金融市场行为监管局和市场准入

It is of mutual interest between EU and the UK to provide free market access to each other, without the need to have a commercial presence in both markets. The EU and the UK should work closely to develop a framework equivalent to the existing passporting framework. The ability of the market to provide services to the existing and new customers and businesses should not be obstructed.

 

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