25 12 月, 2018

澳洲大学作业代写:商品期货交易委员会分类

澳洲大学作业代写:商品期货交易委员会分类

美国商品期货交易委员会(cftc)在起诉这一市场操纵行为方面付出了很大努力。交易活动迅速增长,区分了正常的市场活动和操纵意图的对冲和投机活动。CFTC是一个独立的机构,有责任监管期权和未来市场(Taylor, 2016)。它在管理未来市场中发挥着重要作用,同时也保护了市场参与者免受操纵和欺诈。商品期货交易委员会主要分为以下几类

澳洲大学作业代写:商品期货交易委员会分类

清算与风险:包括管理衍生品清算公司和其他市场参与者

执行:对涉嫌违反CFTC法规和《商品交易法》的行为进行起诉和调查

市场监督:对交易设施进行监督,对未来交易所等交易进行监督

监督:包括监督国家期货协会、期货交易所等自律组织的合规和注册,以及主要掉期交易商和参与者的注册

澳洲大学作业代写:商品期货交易委员会分类

The Commodity Futures Trading Commission had struggled a lot to prosecute the market manipulation. The trading activities are growing rapidly making a distinction between normal market activity and manipulative intent activity of hedging and speculative. The CFTC is an independent agency having a responsibility to regulate the options and future markets (Taylor, 2016). It plays a significant role in managing the future market and also protects the market participants from manipulation and fraud. The CFTC is organized around the following main categories:

澳洲大学作业代写:商品期货交易委员会分类

Clearing and risk: It includes administering the derivative clearing firms and other market participants
Enforcement: Prosecuting and Investigating alleged violations of the CFTC regulations and Commodity Exchange Act
Market Oversight: Overseeing the trading facilities and conducting the trade surveillance such as future exchanges
Oversight: It includes overseeing the compliance and registration by self-regulatory organizations such as the National Futures Association, future exchanges, and registration of major swap dealers and participants

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